Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1994-09-30 |
Branch Locations
10 N Martingale Rd, Schaumburg, IL 60173 • United States
Park Ridge, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Schaumburg | IL | 01/1985 | Present |
| Bank Of America, N.A. | Schaumburg | IL | 11/2009 | Present |
I*2993266 Entity Type: N/A Name of OBA: Park Ridge Country Club Address: park ridge, Illinois, 60068 Investment Related: No Position, Title, Association: Committee Employee Start Date: 01/01/2022 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: on finance committee, which makes recommendations to board. THE COUNTRY CLUB IS A SOCIAL VENUE TO PAY GOLF. ALSO HAS A RESTAURANT AND LOUNGE provide opinions on collection of dues and disbursement of funds. THERE ARE 8 PEOPLE ON COMMITTEE WHICH IS RUN BY A BOARD MEMBER, THE TREASURER. HE SEEKS OPINIONS FROM COMMITTEE MEMBERS AND THEN HE AND ONLY HE HAS INPUT TO THE BOARD. FOR EXAMPLE, INSTEAD OF SENDING THE CLUB COMPTROLLER TO THE BANK TO GET CASH TO PAY THE CADDIES, WE NOW HAVE AN ARMORED CAR DROP OFF CASH. WE HAVE DEADNEAT MEMBERS WHO ARE LATE IN PAYING BILLS; WE HAVE INSTITUTED A POLICY TO SUSPEND REPEAT OFFENDERS. THE COMMITTEE IS A POWERLESS SOUNDING BOARD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-15 |
Reach out to this advisor