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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-04-30 |
Branch Locations
2201 High Wickham Place, Louisville, KY 40245 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Argi Investment Services, Llc | Louisville | KY | 01/2010 | 01/2023 |
| Argi Financial Group | Louisville | KY | 08/2006 | 04/2023 |
| Cerity Partners | Louisville | KY | 04/2023 | Present |
DGB Tenn LLC, Non Inv. related, Member, 1-5 hours/month Sulphur Springs Farm, Non Inv. Related, Family Farm, 1-5 hours/month Elizabethtown Building Group, Non Inv. Related, Managing Member of rental property group, 1-5 hours/month Baptist Health System Campaign Cabinet, non Inv. related, cabinet member showing support for fundraising campaign, 1-5 hours/month H&H Solutions, Non Inv. Related, Marketing Management company, 1-5 hours/month 3JE Holdings, Non Inv. Related, real estate holding company, 1-5 hours/month Elizabethtown Comm College Foundation Board, Non Inv. Related, Board member, 1-5 hours/months Courtside, LLC Non Inv. Related, Member - 1-5 hours/month Wire Enterprises, Non Inv. Related, Management Company - 1-5 hours/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-09 |
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