Jason Andrew Waters

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 01/2023
  Argi Investment Services, Llc
  Louisville, KY
• 08/2006 → 04/2023
  Argi Financial Group
  Louisville, KY
• 04/2023 → Present
  Cerity Partners
  Louisville, KY

Previous Registrations

• 2010-01-27 → 2023-04-21
  Cerity Partners Ocio Llc
  New York, NY
• 2008-04-17 → 2012-08-27
  National Planning Corporation
  Louisville, KY

Other Businesses

DGB Tenn LLC, Non Inv. related, Member, 1-5 hours/month Sulphur Springs Farm, Non Inv. Related, Family Farm, 1-5 hours/month Elizabethtown Building Group, Non Inv. Related, Managing Member of rental property group, 1-5 hours/month Baptist Health System Campaign Cabinet, non Inv. related, cabinet member showing support for fundraising campaign, 1-5 hours/month H&H Solutions, Non Inv. Related, Marketing Management company, 1-5 hours/month 3JE Holdings, Non Inv. Related, real estate holding company, 1-5 hours/month Elizabethtown Comm College Foundation Board, Non Inv. Related, Board member, 1-5 hours/months Courtside, LLC Non Inv. Related, Member - 1-5 hours/month Wire Enterprises, Non Inv. Related, Management Company - 1-5 hours/month

Exams

• S66 Uniform Combined State Law Examination
  2007-03-09

Designations

• Certified Financial Planner

Other Names

• Jason Waters