Best Investors Account Sign in

Kim Marie Ohler

Raymond James & Associates, Inc.

Tucson, AZ

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-06-21
  • AZ RA
    APPROVED
    Since 2017-06-21

Branch Locations

5285 East Williams Circle Suite 5500, Tucson, AZ 85711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tucson AZ 12/2015 06/2017
National Bank Of Arizona Tucson AZ 12/2015 06/2017
Raymond James & Associates Tucson AZ 06/2017 Present
  • 12/2015 → 06/2017
    Lpl Financial Llc
    Tucson, AZ
  • 12/2015 → 06/2017
    National Bank Of Arizona
    Tucson, AZ
  • 06/2017 → Present
    Raymond James & Associates
    Tucson, AZ
Previous Registrations
  • 2016-02-03 → 2017-07-14
    Lpl Financial Llc
    Tucson, AZ
    San Diego, CA
    Tucson, AZ
    Benson, AZ
    Houston, TX
    Houston, TX
    Oro Valley, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Oro Valley, AZ
  • 2012-05-25 → 2015-11-24
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Charlotte, NC
    Phoenix, AZ
    Tucson, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-24
S63 Uniform Securities Agent State Law Examination 2002-06-17
  • S66 Uniform Combined State Law Examination
    2012-05-24
  • S63 Uniform Securities Agent State Law Examination
    2002-06-17
Designations
Other Names
  • Kim Marie Largiader
  • Kim Marie Largiader

View on SEC IAPD

Other Firms

IRONWOOD FINANCIAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
ALLSTATE FINANCIAL ADVISORS, LLC
AIO FINANCIAL, LLC
EDWARD JONES
FINANCIAL DIRECTIONS LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

MARTIN ANTHONY SMITH
ALEXANDER DEVEREAUX PARRS
ROBIN RODGERS DOLEZAL
DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

More in Tucson, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor