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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-06-21 |
Branch Locations
5285 East Williams Circle Suite 5500, Tucson, AZ 85711 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tucson | AZ | 12/2015 | 06/2017 |
| National Bank Of Arizona | Tucson | AZ | 12/2015 | 06/2017 |
| Raymond James & Associates | Tucson | AZ | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-17 |
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