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Constance M Collins

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-30
GA RA APPROVED 2008-07-22
  • TX RA
    APPROVED
    Since 2009-01-30
  • GA RA
    APPROVED
    Since 2008-07-22

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Alpharetta GA 01/2007 Present
  • 01/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-14
S63 Uniform Securities Agent State Law Examination 1984-10-31
  • S66 Uniform Combined State Law Examination
    2008-07-14
  • S63 Uniform Securities Agent State Law Examination
    1984-10-31
Other Names
  • Constance Marie Collins
  • Connie M Collins

View on SEC IAPD

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NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
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BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
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