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Current Employers
Capital Financial Consultants Group, Inc.

31461 Rancho Viejo Road Suite 104, San Juan Capistrano, CA 92675 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-09-27
  • CA RA
    APPROVED
    Since 2016-09-27

Branch Locations

31461 Rancho Viejo Rd. #104, San Juan Capistrano, CA 92675 • United States

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-18
CA RA APPROVED 2009-05-13
  • TX RA
    APPROVED_RES
    Since 2014-02-18
  • CA RA
    APPROVED
    Since 2009-05-13

Branch Locations

31461 Rancho Viejo Road #104A, San Juan Capistrano, CA 92675 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Financial Consultants Group, Inc San Juan Capistrano CA 02/2014 Present
Independent Financial Group, Llc San Juan Capistrano CA 12/2004 Present
Independent Financial Group, Llc San Juan Capistrano CA 05/2009 Present
Previous Registrations
  • 2002-11-19 → 2014-07-30
    Financial Designs Ltd.
    San Juan Capistrano, CA
Other Businesses

(1.) INDEPENDENT INSURANCE AGENT; NUMBER OF HOURS PER MONTH 20 / NUMBER OF HOURS DURING SECURITIES TRADING 20; START DATE: 01/15/1994 ADDRESS: 31461 RANCHO VIEJO RD, STE 104, SAN JUAN CAPISTRANO CA 92675; LIFE INSURANCE AND ANNUITIES, CALIFORNIA (2.) 20 HAMMOCKS, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/15/2008 ADDRESS: 960 Hammocks Way, PO Box 265, Edisto Island SC 29438, United States DESCRIPTION: 100% OWNER - 20 HAMMOCKS, LLC MANAGEMENT OF RENTAL REAL ESTATE (3.) HAYNES L KENDALL FINANCIAL SERVICES POSITION: Owner NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 5170 San Jacinto Cir W, Fallbrook CA 92028, United States DESCRIPTION: DBA for Tax and accounting purposes (4.) CAPITAL FINANCIAL CONSULTANTS GROUP, INC POSITION: Investment Advisor; INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/15/2014 ADDRESS: 31461 Rancho Viejo Road #104a, San Juan Capistrano CA 92675, United States DESCRIPTION: DBA CAPITAL FINANCIAL CONSULTANTS GROUP, INC FOR MARKETING PURPOSES SINCE 2017. INVESTMENT RELATED. 20% OF TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (5.) INDEPENDENT FINANCIAL GROUP, LLC POSITION: Registered Representative and Investment Adviser Representative; INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/2004 (RR) ADDRESS: 31461 Rancho Viejo Road #104a, San Juan Capistrano CA 92675

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-05-16
  • S63 Uniform Securities Agent State Law Examination
    1986-05-16
Designations
Other Names
  • Haynes Lentz Kendall

View on SEC IAPD

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