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31461 Rancho Viejo Road Suite 104, San Juan Capistrano, CA 92675 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-09-27 |
Branch Locations
31461 Rancho Viejo Rd. #104, San Juan Capistrano, CA 92675 • United States
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-18 |
| CA | RA | APPROVED | 2009-05-13 |
Branch Locations
31461 Rancho Viejo Road #104A, San Juan Capistrano, CA 92675 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Financial Consultants Group, Inc | San Juan Capistrano | CA | 02/2014 | Present |
| Independent Financial Group, Llc | San Juan Capistrano | CA | 12/2004 | Present |
| Independent Financial Group, Llc | San Juan Capistrano | CA | 05/2009 | Present |
(1.) INDEPENDENT INSURANCE AGENT; NUMBER OF HOURS PER MONTH 20 / NUMBER OF HOURS DURING SECURITIES TRADING 20; START DATE: 01/15/1994 ADDRESS: 31461 RANCHO VIEJO RD, STE 104, SAN JUAN CAPISTRANO CA 92675; LIFE INSURANCE AND ANNUITIES, CALIFORNIA (2.) 20 HAMMOCKS, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/15/2008 ADDRESS: 960 Hammocks Way, PO Box 265, Edisto Island SC 29438, United States DESCRIPTION: 100% OWNER - 20 HAMMOCKS, LLC MANAGEMENT OF RENTAL REAL ESTATE (3.) HAYNES L KENDALL FINANCIAL SERVICES POSITION: Owner NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 5170 San Jacinto Cir W, Fallbrook CA 92028, United States DESCRIPTION: DBA for Tax and accounting purposes (4.) CAPITAL FINANCIAL CONSULTANTS GROUP, INC POSITION: Investment Advisor; INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/15/2014 ADDRESS: 31461 Rancho Viejo Road #104a, San Juan Capistrano CA 92675, United States DESCRIPTION: DBA CAPITAL FINANCIAL CONSULTANTS GROUP, INC FOR MARKETING PURPOSES SINCE 2017. INVESTMENT RELATED. 20% OF TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (5.) INDEPENDENT FINANCIAL GROUP, LLC POSITION: Registered Representative and Investment Adviser Representative; INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/2004 (RR) ADDRESS: 31461 Rancho Viejo Road #104a, San Juan Capistrano CA 92675
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-16 |
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