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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
29122 Rancho Viejo Road Suite 107, San Juan Capistrano, CA 92675 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | San Juan Capistrano | CA | 03/2003 | Present |
| Insurance | San Juan Capistrano | CA | 09/2005 | Present |
| Raymond James Financial Services Advisors, Inc | San Juan Capistrano | CA | 01/2009 | Present |
| Romo Capital Management | San Juan Capistrano | CA | 06/2009 | Present |
| Dean A. Romo | San Juan Capistrano | CA | 03/2009 | 10/2019 |
| N/A | Laguna Niguel | CA | 11/2010 | Present |
1) OMO CAPITAL MANAGEMENT: INVESTMENT RELATED:6/2009-PRESENT: SAN JUAN CAPISTRANO, CA:SUPPORT COMPANY/DBA (OWNER): HRS/MO: 0 HRS DURING TRADING, PRESIDENT OF MY CORPORATION
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-20 |
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