Juan A Rodriguez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 04/2021
  Hsbc Securities (Usa) Inc.
  New Rochelle, NY
• 04/2021 → Present
  Lpl Financial Llc
  New Rochelle, NY

Previous Registrations

• 2013-10-29 → 2021-04-30
  Hsbc Securities (Usa) Inc.
  Yonkers, NY
  Yonkers, NY
  Mount Vernon, NY
  New Rochelle, NY
  Mamaroneck, NY
  Pelham, NY
• 2009-09-24 → 2012-12-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntington, NY
  Garden City, NY
  Melville, NY
  Huntington, NY
  Huntington, NY
  New York, NY
  New York, NY
  Huntington, NY
  Roslyn Heights, NY
  Roslyn Heights, NY
  Melville, NY
• 2009-02-10 → 2009-05-20
  Chase Investment Services Corp.
  New York, NY

Other Businesses

1) 4/2021- JAR WEALTH ADVISORY GROUP- DBA for LPL Business (entity for LPL business)- Inv. Related- New Rochelle, NY- 100%

Exams

• S66 Uniform Combined State Law Examination
  2009-02-06
• S63 Uniform Securities Agent State Law Examination
  2006-09-08