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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-03-31
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2016-10-06
NJ RA APPROVED 2012-10-01
  • VA RA
    APPROVED
    Since 2026-03-31
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2016-10-06
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

410 S. Broadway Fl 1, Yonkers, NY 10705 • United States

270 North Avenue, New Rochelle, NY 10801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New Rochelle NY 06/2008 Present
J.P. Morgan Securities Llc New Rochelle NY 10/2012 Present
Previous Registrations
  • 2010-09-15 → 2012-10-01
    Chase Investment Services Corp.
    Mount Vernon, NY
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
    Tarrytown, NY
    Tarrytown, NY
    Yonkers, NY
    Yonkers, NY
    Yonkers, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-14
S63 Uniform Securities Agent State Law Examination 2008-07-31
  • S65 Uniform Investment Adviser Law Examination
    2010-09-14
  • S63 Uniform Securities Agent State Law Examination
    2008-07-31
Other Names
  • Rafael Medina

View on SEC IAPD

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