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Prescott Carter Terrell

Robert W. Baird & Co. Incorporated

Lynchburg, VA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-10
TX RA APPROVED_RES 2018-08-19
VA RA APPROVED 2009-12-04
  • FL RA
    APPROVED
    Since 2022-02-10
  • TX RA
    APPROVED_RES
    Since 2018-08-19
  • VA RA
    APPROVED
    Since 2009-12-04

Branch Locations

5998 Boonsboro Road, Lynchburg, VA 24503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Inc. Lynchburg VA 12/2009 Present
  • 12/2009 → Present
    Robert W. Baird & Co. Inc.
    Lynchburg, VA
Previous Registrations
  • 2009-06-01 → 2009-12-18
    Morgan Stanley
    Lynchburg, VA
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Lynchburg, VA
    New York, NY
    Lynchburg, VA
  • 2001-06-22 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Lynchburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-01
S63 Uniform Securities Agent State Law Examination 1990-02-15
  • S66 Uniform Combined State Law Examination
    2001-06-01
  • S63 Uniform Securities Agent State Law Examination
    1990-02-15
Other Names
  • Pres Terrell

View on SEC IAPD

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