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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2018-02-26
TX RA APPROVED 2018-02-16
  • NV RA
    APPROVED
    Since 2018-02-26
  • TX RA
    APPROVED
    Since 2018-02-16

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

5370 Kietzke Ln. Suite 104, Reno, NV 89511 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Reno NV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Reno NV 11/2016 02/2018
Benjamin F. Edwards & Co. Reno NE 02/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Reno, NV
  • 11/2016 → 02/2018
    Reno, NV
  • 02/2018 → Present
    Benjamin F. Edwards & Co.
    Reno, NE
Previous Registrations
Other Businesses

TEACHING, TRUCKEE MEADOWS COMM COLL, COURSE: STOCKS AND BONDS, SEPT 11-DECEMBER 11, 3 HOURS PER WEEK - FIDUCIARY FOR NORRIS FAMILY TRUST, INVESTMENT RELATED GALENA HIGH SCHOOL; NON-RELATED; RENO, NV; SKI COACH; START: 10/25/2014; HOURS: 20 PER MONTH - 16 DURING TRADING; DUTIES: SKI COACH-TEACH SKI RACING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-11-08
S63 Uniform Securities Agent State Law Examination 1984-07-11
  • S65 Uniform Investment Adviser Law Examination
    1991-11-08
  • S63 Uniform Securities Agent State Law Examination
    1984-07-11
Designations

View on SEC IAPD

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