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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1992-04-13
FL RA APPROVED 1991-02-08
  • TX RA
    APPROVED_RES
    Since 1992-04-13
  • FL RA
    APPROVED
    Since 1991-02-08

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 02/1991 Present
Other Businesses

(1)Name of Business: First United Methodist Church Address: 212 3rd St. N., St. Pete, FL, 33701, United States Activity Type: Non profit Position/Title: Subcommittee Member Investment Related: Yes Start Date: 06/22/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Missions Committee, Investment Committee

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-11
S63 Uniform Securities Agent State Law Examination 1984-07-06
  • S65 Uniform Investment Adviser Law Examination
    1994-01-11
  • S63 Uniform Securities Agent State Law Examination
    1984-07-06

View on SEC IAPD

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