Adam Richard David Powell

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2015-04-09

MI RA
APPROVED

Since 2015-04-09

Branch Locations

8031 Ortonville Road 8031 M-15, Clarkston, MI 48348 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capfinancial Partners, Llc. (Captrust)	Raleigh	NC	01/2013	Present

01/2013 → Present

Capfinancial Partners, Llc. (Captrust)

Raleigh, NC

Previous Registrations

2013-02-21 → 2015-04-09

Capfinancial Securities, Llc.

Clarkston, MI

Raleigh, NC
2012-07-03 → 2013-01-31

Freedom One Investment Advisors, Inc.

Clarkston, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-25
S63	Uniform Securities Agent State Law Examination	2006-09-06

S65 Uniform Investment Adviser Law Examination

2012-05-25
S63 Uniform Securities Agent State Law Examination

2006-09-06

Other Names

Adam R Powell

View on SEC IAPD

Current Employers

Captrust

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews