Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-04-27
  • MI RA
    APPROVED
    Since 2016-04-27

Branch Locations

Grand Blanc, MI • United States

7300 Dixie Hwy Suite 800, Clarkston, MI 48346 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Davison MI 04/2016 Present
Kestra Investment Services, Llc Davison MI 10/2014 Present
Previous Registrations
  • 2010-08-11 → 2014-10-29
    Next Financial Group, Inc.
    Waterford, MI
    Flushing, MI
    Fenton, MI
    Lapeer, MI
    Burton, MI
    Davison, MI
    Clarkston, MI
    Clio, MI
    Burton, MI
    Clio, MI
  • 2002-10-29 → 2003-06-05
    Banc One Securities Corporation
    Ann Arbor, MI
Other Businesses

Business Name: Brass Ring Wealth Management Investment Related: Yes Address: 7026 W. Vienna Rd. Clio MI 48420 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Other,Agent Start Date: 6/1/2005 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advice Business Name: ELGA Investment & Insurance Services Investment Related: Yes Address: 7026 W. Vienna Rd. Clio MI 48420 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Partner Start Date: 6/1/2005 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment advice Business Name: ELGA Wealth Management Investment Related: Yes Address: 7026 W. Vienna Rd. Clio MI 48420 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Partner Start Date: 6/1/2005 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Providing Investment Advice to clients Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Ohlson Group Investment Related: No Address: 11611 N Meridian St Carmel IN 46032 Nature of Business: Insurance Position, Title or Relationship: Insurance Agent Start Date: 1/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Selling fixed insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-25
S63 Uniform Securities Agent State Law Examination 1997-06-13
  • S65 Uniform Investment Adviser Law Examination
    2001-06-25
  • S63 Uniform Securities Agent State Law Examination
    1997-06-13

View on SEC IAPD

More in Grand Blanc, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor