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James Michael Koczara

LPl Financial LLC

Clarkston, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-12-09
  • MI RA
    APPROVED
    Since 2024-12-09

Branch Locations

7357 Deer Lake Rd, Clarkston, MI 48346 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 12/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 12/2024
Lpl Financial Llc Clarkston MI 12/2024 Present
Genisys Cu Clarkston MI 11/2002 Present
Previous Registrations
  • 2023-06-29 → 2024-12-23
    Clarkston, MI
    Clarkston, MI
  • 2011-08-04 → 2023-06-29
    Cetera Wealth Services, Llc
    Clarkston, MI
    Mechanicsburg, PA
    Westlake, OH
    Auburn Hills, MI
    Clarkston, MI
    Eastpointe, MI
  • 2006-02-13 → 2011-07-21
    Cuna Brokerage Services, Inc.
    Clarkston, MI
    Pontiac, MI
    Pontiac, MI
Other Businesses

1)11/21/2024 - Genisys Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-27
S63 Uniform Securities Agent State Law Examination 1992-05-19
  • S66 Uniform Combined State Law Examination
    2006-01-27
  • S63 Uniform Securities Agent State Law Examination
    1992-05-19

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