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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-04-27
  • MI RA
    APPROVED
    Since 2016-04-27

Branch Locations

7300 Dixie Hwy Suite 800, Clarkston, MI 48346 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc. Lapeer MI 10/2014 Present
Kestra Advisory Services, Llc. Lapeer MI 04/2016 Present
Previous Registrations
  • 2012-01-27 → 2014-10-29
    Next Financial Group, Inc.
    Waterford, MI
    Flushing, MI
    Fenton, MI
    Lapeer, MI
    Davison, MI
    Clio, MI
    Burton, MI
    Clarkston, MI
Other Businesses

Business Name: Brass Ring Wealth Management Investment Related: Yes Address: 7300 Dixie Hwy Ste. 800 Clarkston MI 48346 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: independent rep Start Date: 1/1/2010 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: rep secerurites, inv advisor rep, insurance Business Name: ELGA Wealth Management (DBA) Investment Related: Yes Address: 8415 Davison Rd. Davison MI 48423 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Other,Rep - DBA Start Date: 1/1/2010 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Investment advisory services and securities and Insurance Sales and Service Business Name: Legacy Path Financial (DBA) Investment Related: Yes Address: 325 Wisler St. Davison MI 48423 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: owner/DBA under which business with personal clients may be conducted. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Ohlson Group Investment Related: Yes Address: 11611 N. Meridian Street STE 110 Carmel IN 46032 Nature of Business: Insurance Position, Title or Relationship: to be an agent contracted through this IMO Start Date: 7/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: use of this IMO for Fixed annuity and life insurance business Business Name: One Resource Group (ORG) Investment Related: No Address: 13548 Zubrick Rd. Roanoke IN 46783 Nature of Business: Insurance Position, Title or Relationship: agent Start Date: 10/9/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: agent Business Name: ELGA WEALTH MANAGEMENT POSITION: independent contractor/agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2023 ADDRESS: 8415 Davison Rd, Davison MI 48423, United States DESCRIPTION: I will be a licensed and appointed insurance agent with many Medicare advantage and supplement providers in order to provide guidance for and assistance in purchasing their plans.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-25
  • S66 Uniform Combined State Law Examination
    2012-01-25

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