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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-04-27 |
Branch Locations
7300 Dixie Hwy Suite 800, Clarkston, MI 48346 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc. | Lapeer | MI | 10/2014 | Present |
| Kestra Advisory Services, Llc. | Lapeer | MI | 04/2016 | Present |
Business Name: Brass Ring Wealth Management Investment Related: Yes Address: 7300 Dixie Hwy Ste. 800 Clarkston MI 48346 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: independent rep Start Date: 1/1/2010 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: rep secerurites, inv advisor rep, insurance Business Name: ELGA Wealth Management (DBA) Investment Related: Yes Address: 8415 Davison Rd. Davison MI 48423 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Other,Rep - DBA Start Date: 1/1/2010 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Investment advisory services and securities and Insurance Sales and Service Business Name: Legacy Path Financial (DBA) Investment Related: Yes Address: 325 Wisler St. Davison MI 48423 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: owner/DBA under which business with personal clients may be conducted. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Ohlson Group Investment Related: Yes Address: 11611 N. Meridian Street STE 110 Carmel IN 46032 Nature of Business: Insurance Position, Title or Relationship: to be an agent contracted through this IMO Start Date: 7/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: use of this IMO for Fixed annuity and life insurance business Business Name: One Resource Group (ORG) Investment Related: No Address: 13548 Zubrick Rd. Roanoke IN 46783 Nature of Business: Insurance Position, Title or Relationship: agent Start Date: 10/9/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: agent Business Name: ELGA WEALTH MANAGEMENT POSITION: independent contractor/agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2023 ADDRESS: 8415 Davison Rd, Davison MI 48423, United States DESCRIPTION: I will be a licensed and appointed insurance agent with many Medicare advantage and supplement providers in order to provide guidance for and assistance in purchasing their plans.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-25 |
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