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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-02 |
| RI | RA | APPROVED | 2007-01-09 |
Branch Locations
500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States
North Falmouth, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Providence | RI | 03/2008 | Present |
| City National Bank | Providence | RI | 05/2018 | Present |
1) NAME OF ENTITY: Norwood High School Athletic Hall of Fame ADDRESS: Nichols Street, Norwood, MA 02062 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 02.28.25 CAPACITY: Treasurer DUTIES: I will be the Treasurer of the organization. I will be responsible for payment to vendors (food and award) for the primary activity of enshrinement of individuals and teams. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Norwood High School Athletic Hall of Fame ADDRESS: Nichols Street, Norwood, Massachusetts, 02062 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: School START DATE: 10/03/2025 CAPACITY: Treasurer DUTIES: Treasurer - responsible for bill payments of the organizations annual or bi-annual ceremony HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-24 |
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