John Edward Chapman

Current Employers

Employment History

• 03/2006 → 02/2018
  Lpl Financial Llc
  Hoffman Estates, IL
• 07/2006 → Present
  Clearwater Capital Partners
  Hoffman Estates, IL
• 12/2009 → Present
  Clearwater Capital Insurance, Llc
  Hoffman Estates, IL

Previous Registrations

• 2006-03-02 → 2009-11-23
  Lpl Financial Llc
  Elgin, IL
  Hoffman Estates, IL
• 2003-11-12 → 2005-11-18
  Rbc Capital Markets, Llc
  Boston, MA
• 2001-12-26 → 2003-05-20
  Wells Fargo Clearing Services, Llc
  Downers Grove, IL

Other Businesses

Clearwater Capital Insurance Services, LLC - Investment Related - 2800 W. Higgins Road, Suite 1025, Hoffman Estates, IL 60169 - Non-Variable Life, Long Term Care and Disability Insurance sales - partial owner - Started 11/18/2009 - 1 hour per month - 1 Hour Per Month During Securities Trading - As an owner I participate in general management but am not active in day to day services. Clearwater Capital Consulting, LLC - Not Investment Related - 2800 W. Higgins Road, Suite 1025, Hoffman Estates, IL 60169 - select tax services -Business Owner - Started 06/01/2017 - 1 Hour Per Month During Securities Trading - As an owner I participate in general management but am not active in day to day services. Clearwater Capital Partners, LLC - Not Investment Related - 2800 W. Higgins Road, Suite 1025, Hoffman Estates, IL 60169 - Holding company that owns Clearwater Capital Advisors, LLC, Clearwater Capital Insurance Services, LLC and Clearwater Capital Consulting, LLC. It has no other business activity. - Managing Director and majority owner - Started in May 2017 - I spend 10 hours per month on this activity - I spend 10 hours per month on this activity during security trading hours. As an owner I participate in general management.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-18
• S63 Uniform Securities Agent State Law Examination
  1984-09-07

Other Names

• John E Chapman