Daniel Stewart Botti

Current Employers

Peregrine Asset Advisers, Inc.

9755 Sw Barnes Rd Suite 610, Portland, OR 97225 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2001-06-29

OR RA
APPROVED

Since 2001-06-29

Branch Locations

One Sw Columbia Ste 1680, Portland, OR 97258 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Portland	OR	04/1984	Present

04/1984 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-19
S63	Uniform Securities Agent State Law Examination	1984-06-26

S66 Uniform Combined State Law Examination

2001-01-19
S63 Uniform Securities Agent State Law Examination

1984-06-26

Other Names

Daniel S Botti

View on SEC IAPD

Current Employers

Peregrine Asset Advisers, Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews