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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-27 |
| KS | RA | APPROVED | 1997-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bonner Springs | KS | 01/1987 | Present |
1. 06/22/2006 - JUDY L COX - BUSINESS ACCOUNT - INV REL - Business Entity For Tax/Investment Purposes Only - 1% TIME SPENT - I have a business checking account from which my LPL commissions go into and all my business expenses come out of. It is set up as a sole prop. 2. 07/31/2009: BRICK BOX LLC - INV REL - 212 E. 2ND STREET, BONNER SPRINGS, KS - REAL ESTATE RENTAL - 1% OF TIME SPENT - RENTAL PROPERTY OWNER 3. 04/19/2010: STATE GOVERNMENT - NOT INV REL - NOTARY - 1% OF TIME SPENT - NOTIZE DOCUMENTS. 4. 6/29/2020 - Cox & Neal, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/09/2007 - 20 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-05-01 |
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