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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-14
KS RA APPROVED 2005-04-04
  • TX RA
    APPROVED
    Since 2021-09-14
  • KS RA
    APPROVED
    Since 2005-04-04

Branch Locations

212 E. 2Nd Street, Bonner Springs, KS 66012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) Bonner Springs KS 04/1998 Present
  • 04/1998 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
    Bonner Springs, KS
Other Businesses

1. 11/21/2013: NO BUSINESS NAME - NOTARY PUBLIC - 1% OF TIME SPENT - NOTARY FOR STATE OF KANSAS 2. 4/6/2020 - Cox & Neal, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/21/2007 - 160 Hours Per Month/140 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-26
  • S63 Uniform Securities Agent State Law Examination
    1998-05-26
Designations
Other Names
  • Robin Nicole Masters

View on SEC IAPD

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