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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-04-13 |
| TX | RA | APPROVED | 2007-07-02 |
Branch Locations
16170 Jones Maltsberger Rd; Suite 102, San Antonio, TX 78247-3202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Antonio | TX | 07/2007 | Present |
1. 07/02/2007 - NON-VARIABLE INSURANCE DBA - TRINITY FINANCIAL GROUP, INC. - SELL LIFE, LTC, DISABILITY INSURANCE. - TIME SPENT 30% - SAN ANTONIO, TX. 2. 5/7/2008 - REAL ESTATE RENTAL - TO LEASE EXCESS OFFICE SPACE TO LEASEES - NON INVESTMENT COMPANIES; SEE OBA REPORT FOR MCRS BUILDING, LLC. 50% OWNERSHIP OF BUILDING. - TIME SPENT 0% - SAN ANTONIO, TX. 3. 5/18/2009 - DBA ONLY - TRINITY FINANCIAL GROUP - TRINITY FINANCIAL GROUP IS OUR DBA, AND I PROCESS LIFE AND DISABILITY INSURANCE THROUGH OUR COMPANY. - TIME SPENT 40% - SAN ANTONIO, TX. 4. 3/1/2011 - REAL ESTATE RENTAL - MCRS BUILDING, LLC - PREVIOUSLY HAD MCRS BUILDING, LLC APPROVED. RICHARD SMITH (WE6A) AND I ARE PARTNERS IN OUR BUILDING - WE ARE 50% OWNERS. WE CURRENTLY HAVE 18 OFFICES IN OUR BUILDING AND ALL ARE OCCUPIED BY OURSELVES OR TENANTS EXCEPT 1 OFFICE. - 0% OF TIME SPENT - SAN ANTONIO, TX. 5. 01/08/2014 - TRINITY OAKS BUSINESS PARK, LLC - REAL ESTATE RENTAL - TIME SPENT 1% - SAN ANTONIO, TX 6. 4/9/2018 - Conti Real Estate Investments, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-25 |
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