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Michael John Conti

LPl Financial LLC

San Antonio, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-04-13
TX RA APPROVED 2007-07-02
  • AL RA
    APPROVED
    Since 2023-04-13
  • TX RA
    APPROVED
    Since 2007-07-02

Branch Locations

16170 Jones Maltsberger Rd; Suite 102, San Antonio, TX 78247-3202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Antonio TX 07/2007 Present
Previous Registrations
  • 2002-04-26 → 2007-07-24
    Mutual Service Corporation
    San Antonio, TX
Other Businesses

1. 07/02/2007 - NON-VARIABLE INSURANCE DBA - TRINITY FINANCIAL GROUP, INC. - SELL LIFE, LTC, DISABILITY INSURANCE. - TIME SPENT 30% - SAN ANTONIO, TX. 2. 5/7/2008 - REAL ESTATE RENTAL - TO LEASE EXCESS OFFICE SPACE TO LEASEES - NON INVESTMENT COMPANIES; SEE OBA REPORT FOR MCRS BUILDING, LLC. 50% OWNERSHIP OF BUILDING. - TIME SPENT 0% - SAN ANTONIO, TX. 3. 5/18/2009 - DBA ONLY - TRINITY FINANCIAL GROUP - TRINITY FINANCIAL GROUP IS OUR DBA, AND I PROCESS LIFE AND DISABILITY INSURANCE THROUGH OUR COMPANY. - TIME SPENT 40% - SAN ANTONIO, TX. 4. 3/1/2011 - REAL ESTATE RENTAL - MCRS BUILDING, LLC - PREVIOUSLY HAD MCRS BUILDING, LLC APPROVED. RICHARD SMITH (WE6A) AND I ARE PARTNERS IN OUR BUILDING - WE ARE 50% OWNERS. WE CURRENTLY HAVE 18 OFFICES IN OUR BUILDING AND ALL ARE OCCUPIED BY OURSELVES OR TENANTS EXCEPT 1 OFFICE. - 0% OF TIME SPENT - SAN ANTONIO, TX. 5. 01/08/2014 - TRINITY OAKS BUSINESS PARK, LLC - REAL ESTATE RENTAL - TIME SPENT 1% - SAN ANTONIO, TX 6. 4/9/2018 - Conti Real Estate Investments, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-25
  • S66 Uniform Combined State Law Examination
    2001-04-25
Other Names
  • Michael J Conti

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