Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Morrison | IL | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY: WELLS FINANCIAL SERVICES; Yes; 301 E MAIN STREET; MORRISON; IL; 61270; FINANCIAL SERVICES/DBA; PRESIDENT; 7/7/2017; 160; 130; SALE AND SERVICE FIXED INSURANCE ,SECURITIES AND INVESTMENT PRODUCTS; 2. NAME OF ENTITY: Joe Lewis, LLC; No; 286 GREY OAKS BLVD; TARPON SPRINGS; FL; 34688; real estate; PART OWNER; 8/15/2007; 0; 0; LLC owns real estate; 3. NAME OF ENTITY: Pontiac Super Wash; No; 54 PRAIRIE DRIVE; STERLING; IL; 61081; car wash; part owner; 10/1/1988; 0; 0; owner/operator; 4. NAME OF ENTITY: Candletree Super Wash; No; 54 PRAIRIE DRIVE; STERLING; IL; 61081; car wash; part owner; 1/1/1989; 0; 0; owner/operator; 5. NAME OF ENTITY: Abiding Word; No; 806 E LYNN BLVD; STERLING; IL; 61081; NON-PROFIT ORGANIZATION; BOARD MEMBER; 6/1/1975; 4; 4; REVIEW CHURCH BUSINESS ON QUARTERLY BASIS OR AS NEEDED; 6. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 301 E MAIN ST; MORRISON; IL; 61270; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/18/2008; 8; 8; SALES OF FIXED INSURANCE PRODUCTS; 7. NAME OF OTHER BUSINESS: JOLTIN JOE'S, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: MAKING LOANS TO A NEWLY FORMED WASTE COMPANY - 50% RESPONSIBLE FOR DECISION MAKING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-03-13 |
Reach out to this advisor