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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Financial Service | Morrison | IL | 07/2021 | Present |
| Wahl Clipper Corporation | Sterling | IL | 01/2019 | 06/2021 |
| Sauk Valley Bank | Sterling | IL | 08/2015 | 12/2018 |
| Wahl Clipper Corporation | Sterling | IL | 07/2021 | 12/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2022 | Present |
| Cetera Advisor Networks | El Segundo | CA | 08/2021 | 01/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: SELF HELP ENTERPRISES INC. INVESTMENT RELATED: NO ADDRESS: STERLING IL 61081 NATURE OF BUSINESS: EDUCATIONAL START DATE: 01/2021 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MEMBER OF BOARD 2. NAME OF OTHER BUSINESS: STERLING ROCK FALLS JAYCEES INVESTMENT RELATED: NO ADDRESS: STERLING IL 61081 NATURE OF BUSINESS: NON-PROFIT START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MEMBER OF BOARD 3. NAME OF OTHER BUSINESS: WELLS FINANCIAL SERVICE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 45 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: ASSIST WITH BASIC OFFICE WORK AND OPERATIONS OF THE FIRM; 4. NAME OF OTHER BUSINESS: WELLS TAX CONSULTANTS LLC; INVESTMENT RELATED: NO; ADDRESS: 1303 1ST AVE, STERLING, IL 61081 NATURE OF BUSINESS: TAX PREPARATION; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF COMPANY & TAX PREPARATION, TAX FILING, TAX PLANNING, & CONSULTING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-04 |
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