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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

301 E Main St, Morrison, IL 61270 • United States

Sterling, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Morrison IL 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Whoop Your Axe Llc Sterling IL 04/2024 Present
Wells Tax Consultants Llc Sterling IL 01/2026 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Morrison, IL
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 04/2024 → Present
    Whoop Your Axe Llc
    Sterling, IL
  • 01/2026 → Present
    Wells Tax Consultants Llc
    Sterling, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY:BULLDOG ATM; No; 1602 GREGDEN SHORES DR; STERLING; IL; 61081; ATM'S; OWNER; 9/1/2014; 1; 0; MANAGE AND OVERSEE THE COMPANY. THE COMPANY WILL BE PROVIDING ATMS TO BARS AND RESTAURNATS. 2. NAME OF ENTITY:WELLS FINANCIAL SERVICES; Yes; 301 E MAIN ST; MORRISON; IL; 61270; FINANCIAL SERVICES/DBA; INVESTMENT ADVISER; 7/25/2017; 160; 130; SALE AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS. 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 301 E MAIN STREET; MORRISON; IL; 61270; Fixed Insurance Sales; Independent Insurance Agent; 2/2/2012; 160; 160; Sales of fixed insurance 4. NAME OF ENTITY:Vegas Slots & Gaming; No; 2313 E Lincolnway; Sterling; IL; 61081; Owner of bar and gaming establishment.; President, Owner; 7/1/2018; 30; 0; General oversight. 5. NAME OF ENTITY:Wellsie Properties LLC; No; 2313 E Lincolnway; Sterling; IL; 61081; commercial real estate; President; 7/31/2018; 5; 0; MANAGE COMMERCIAL BUILDING 6. NAME OF ENTITY:Rock River Hospice & Home; No; 2706 Avenue E; Sterling; IL; 61081; Non-Profit Organization; Director; 12/9/2019; 5; 0; Attend Meetings and vote on matters regarding the direction of Rock River Hospice & Home. 7. NAME OF OTHER BUSINESS: WHOOP YOUR AXE LLC; INVESTMENT RELATED: NO; ADDRESS: 2317 E LINCOLNWAY, SUITE C, STERLING, IL 61081; NATURE OF BUSINESS: ENTERTAINMENT/BAR; START DATE: 4/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE OVERSIGHT TO AXE THROWING ENTERTAINMENT FACILITY AND BAR; 8. NAME OF OTHER BUSINESS: WELLS TAX CONSULTANTS LLC; INVESTMENT RELATED: NO; ADDRESS: 1303 1ST AVE, STERLING, IL 61081; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEMBER, NO ACTIVE ROLE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-24
  • S66 Uniform Combined State Law Examination
    2009-07-24
Designations

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