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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
301 E Main St, Morrison, IL 61270 • United States
Sterling, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Morrison | IL | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Whoop Your Axe Llc | Sterling | IL | 04/2024 | Present |
| Wells Tax Consultants Llc | Sterling | IL | 01/2026 | Present |
1. NAME OF ENTITY:BULLDOG ATM; No; 1602 GREGDEN SHORES DR; STERLING; IL; 61081; ATM'S; OWNER; 9/1/2014; 1; 0; MANAGE AND OVERSEE THE COMPANY. THE COMPANY WILL BE PROVIDING ATMS TO BARS AND RESTAURNATS. 2. NAME OF ENTITY:WELLS FINANCIAL SERVICES; Yes; 301 E MAIN ST; MORRISON; IL; 61270; FINANCIAL SERVICES/DBA; INVESTMENT ADVISER; 7/25/2017; 160; 130; SALE AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS. 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 301 E MAIN STREET; MORRISON; IL; 61270; Fixed Insurance Sales; Independent Insurance Agent; 2/2/2012; 160; 160; Sales of fixed insurance 4. NAME OF ENTITY:Vegas Slots & Gaming; No; 2313 E Lincolnway; Sterling; IL; 61081; Owner of bar and gaming establishment.; President, Owner; 7/1/2018; 30; 0; General oversight. 5. NAME OF ENTITY:Wellsie Properties LLC; No; 2313 E Lincolnway; Sterling; IL; 61081; commercial real estate; President; 7/31/2018; 5; 0; MANAGE COMMERCIAL BUILDING 6. NAME OF ENTITY:Rock River Hospice & Home; No; 2706 Avenue E; Sterling; IL; 61081; Non-Profit Organization; Director; 12/9/2019; 5; 0; Attend Meetings and vote on matters regarding the direction of Rock River Hospice & Home. 7. NAME OF OTHER BUSINESS: WHOOP YOUR AXE LLC; INVESTMENT RELATED: NO; ADDRESS: 2317 E LINCOLNWAY, SUITE C, STERLING, IL 61081; NATURE OF BUSINESS: ENTERTAINMENT/BAR; START DATE: 4/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE OVERSIGHT TO AXE THROWING ENTERTAINMENT FACILITY AND BAR; 8. NAME OF OTHER BUSINESS: WELLS TAX CONSULTANTS LLC; INVESTMENT RELATED: NO; ADDRESS: 1303 1ST AVE, STERLING, IL 61081; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEMBER, NO ACTIVE ROLE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-24 |
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