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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
8110 E. 32Nd Street North Suite 160, Wichita, KS 67226 • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Wichita | KS | 09/1983 | Present |
| Pruco Securities, Llc. | Wichita | KS | 09/1983 | 11/2024 |
| Lpl Enterprise, Llc | Wichita | KS | 11/2024 | Present |
1) 01/08/2025 - Prudential - Appointed agent with Athene through an independent marketing agency to sell fixed annuity and insurance products - Non-Variable Insurance - Inv Related - At WICHITA, KS - Start Date 11/11/2024 - 10hrs/mth - 10hrs/mth During Trading 2) 09/27/2024 - CMC Properties - Partner for business that owns family farmland, the land is rented to farmer - Real Estate Rental - Inv Related - At WICHITA, KS - Start Date 09/01/2013 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-27 |
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