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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-31 |
| TX | RA | APPROVED | 2022-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 01/2014 | 11/2020 |
| Securities America, Inc. | Porterville | CA | 11/2020 | 10/2022 |
| Securities America Advisors, Inc. | Porterville | CA | 11/2020 | 10/2022 |
| Lpl Financial Llc | Porterville | CA | 10/2022 | Present |
1)10/24/2022- Ball Wealth Management - DBA for LPL - Inv Rel - At Reported Business Location(s) 2)10/24/2022 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 07/1981 3)10/24/2022 - Author - Self-Employed - Non-Inv Rel - Out of Residential Address - Start: 07/2011 4)10/24/2022 - YouTube Channel "Eric Ball Presents" - Part Time Presenter and Speaker on Travel Videos - Non-Inv Rel - Out of Residential Address 5)10/24/2022 - DESTINATION SPEAKER - Part Time - Non-Inv Rel - Out of Residential Address
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-14 |
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