Roman Lara

Current Employers

Employment History

• 04/2017 → 10/2018
  Centaurus Financial Inc.
  Anaheim, CA
• 06/2015 → 12/2017
  Xtreme Green Socal
  Bakersfield, CA
• 10/2018 → 03/2019
  Secure Investment Management, Llc
  Tucson, AZ
• 04/2019 → 10/2019
  Specializedadvisors, Llc
  Dallas, TX
• 11/2019 → 08/2022
  Brookstone Capital Management1
  Wheaton, IL
• 10/2022 → 08/2023
  Secure Investment Management, Llc
  Tucson, AZ
• 10/2023 → Present
  Allstate Insurance Co
  Northbrook, IL
• 07/2021 → Present
  Only Pickleball
  Bakersfield, CA
• 09/2024 → Present
  Roman Lara Iii Insurance Agency, Inc.
  Porterville, CA
• 07/2024 → Present
  Allstate Financial Advisors Llc
  Lincoln, NE
• 06/2024 → Present
  Allstate Financial Services Llc
  Lincoln, NE
• 07/2021 → Present
  Only Pickleball
  Bakersfield, CA
• 09/2024 → Present
  Allstate Insurance Company (Roman Lara Iii Insurance Agency, Inc
  Porterville, CA

Previous Registrations

• 2022-11-01 → 2023-08-02
  Secure Investment Management, Llc
  Tucson, AZ
  Bakersfield, CA
• 2019-11-05 → 2022-08-30
  Brookstone Capital Management Llc
  Bakersfield, CA
  Wheaton, IL
• 2019-04-02 → 2019-10-18
  Specialized Advisors
  Bakersfield, CA
  Dallas, TX
• 2018-10-25 → 2019-04-01
  Secure Investment Management, Llc
  Bakersfield, CA
  Tucson, AZ
• 2017-04-12 → 2018-10-11
  Centaurus Financial, Inc.
  Indian Wells, CA
• 2015-01-21 → 2015-06-04
  Valic Financial Advisors, Inc.
  Glendale, CA
  Woodland Hills, CA
• 2013-05-13 → 2014-11-20
  Nms Capital Asset Management, Inc.
  Beverly Hills, CA
• 2010-10-12 → 2012-01-13
  Gradient Advisors, Llc
  Arden Hills, MN
• 2008-09-26 → 2008-11-20
  Brokersxpress Llc
  Bakersfield, CA
  Newbury Park, CA
  Bakersfield, CA

Other Businesses

ONLY PICKLEBALL POSITION: Managing Member NATURE: Retail and online sales of sporting goods. Specifically, pickleball paddles, equipment, accessories and apparel. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 4801 Remington Park Dr, Bakersfield CA 93312, United States DESCRIPTION: I am the sole owner/managing member of Only Pickleball LLC. I do not take an active role in the day-to-day operations. I have a manager who handles everything for me. ALLSTATE INSURANCE COMPANY (ROMAN LARA III INSURANCE AGENCY, INC) POSITION: Owner NATURE: Sale of insurance including approved brokerage arrangements INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2024 ADDRESS: 311 N 2nd St Ste A, Porterville CA 93257-3806, United States DESCRIPTION: Management of insurance agency TRAILING COMMISSIONS FROM EVERLAKE, LBL, WILTON RE AND THE STANDARD POSITION: Agent NATURE: Servicing Allstate legacy business for Everlake, LBL, WiltonRe and The Standard accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 311 N. 2nd St. #A, Porterville CA 93257, United States DESCRIPTION: Servicing customers for Allstate legacy business. ALLSTATE INSURANCE COMPANY (ROMAN LARA III INSURANCE AGENCY, INC) POSITION: Owner NATURE: Sale of insurance including approved brokerage arrangements INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2024 ADDRESS: 311 N 2nd St Ste A, Porterville CA 93257-3806, United States DESCRIPTION: Management of insurance agency ONLY PICKLEBALL POSITION: Managing Member NATURE: Retail and online sales of sporting goods. Specifically, pickleball paddles, equipment, accessories and apparel. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 4400 Ashe Rd #206, Bakersfield CA 93313, United States DESCRIPTION: I am the sole owner/managing member of Only Pickleball LLC. I do not take an active role in the day-to-day operations. I have a manager who handles everything for me.

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-06-07
• S65 Uniform Investment Adviser Law Examination
  2008-09-20

Other Names

• Roman Lara
• Roman Lara