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Brentwood, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-09-24 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Brentwood | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Brentwood | TN | 11/2016 | 08/2018 |
| Ameriprise Financial Services Inc | Brentwood | TN | 08/2018 | 10/2018 |
| Spectrum Financial Advisors Llc | Brentwood | TN | 03/2019 | Present |
| Wells Fargo Advisors | Brentwood | TN | 02/1984 | 08/2018 |
| Insurance Agent | Brentwood | TN | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-31 |
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