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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-20 |
| KS | RA | APPROVED | 2024-06-14 |
Branch Locations
889 N. Maize Rd. Suite 109, Wichita, KS 67212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Wichita | KS | 06/2002 | 06/2024 |
| Securities America Advisors, Inc. | Wichita | KS | 06/2002 | 06/2024 |
| Ken Klaus | Wichita | KS | 07/2002 | Present |
| Osaic Wealth, Inc. | Wichita | KS | 06/2024 | Present |
| Osaic Wealth, Inc. | Wichita | KS | 06/2024 | Present |
1. KLAUS FINANCIAL GROUP POSITION: advisor NATURE: KLAUS FINANCIAL; INSURANCE SALES; WICHITA, KS; BEGINNING APRIL 2005.- 5% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2005 ADDRESS: 889 n maize rd, 109, wichita KS 67212, United States DESCRIPTION: aDVISE ON investments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-23 |
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