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Terrence Gerard Sprow

Mml Investors Services, LLC

Amherst, NY

CRD 1270173

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2017-05-24
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2017-05-24

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Securities Boston MA 06/1990 Present
Metlife Securities Inc. Williamsville NY 01/2015 03/2017
Mml Investors Services, Llc Amherst NY 03/2017 Present
  • 06/1990 → Present
    New England Securities
    Boston, MA
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Williamsville, NY
  • 03/2017 → Present
    Mml Investors Services, Llc
    Amherst, NY
Previous Registrations
  • 2002-06-24 → 2003-12-31
    New England Securities
    Williamsville, NY
    Williamsville, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-11
  • S63 Uniform Securities Agent State Law Examination
    1984-07-11

View on SEC IAPD

Nearby Firms

MCCOLLUM CHRISTOFERSON GROUP, LLC
NOTTINGHAM ADVISORS INC.
CITIZENS SECURITIES, INC.

Nearby Investors

MICHAEL JOSEPH GNACINSKI
GINO DONATO CALLISTO
KENNETH EDWARD SENDLAK

Nearby Offices

MML INVESTORS SERVICES, LLC · Amherst, NY
MML INVESTORS SERVICES, LLC · Amherst, NY
MCCOLLUM CHRISTOFERSON GROUP, LLC · AMHERST, NY

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