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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2024-09-26 |
| PA | RA | APPROVED | 2024-09-20 |
| TX | RA | APPROVED | 2016-02-26 |
| VA | RA | APPROVED | 2016-02-26 |
Branch Locations
208 Golden Oak Ct, Virginia Beach, VA 23452 • United States
180 Fort Couch Rd, Upper Saint Clair, PA 15241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Va Bech | VA | 12/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-09 |
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