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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-02-13
  • GA RA
    APPROVED
    Since 2013-02-13

Branch Locations

2400 Lakeview Parkway Suite 200, Alpharetta, GA 30009 • United States

Gainesville, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Alpharetta GA 02/2013 Present
Previous Registrations
  • 2012-07-09 → 2013-02-13
    Morgan Keegan & Company, Llc
    Alpharetta, GA
  • 2006-12-11 → 2012-07-09
    Atlanta, GA
  • 2004-03-26 → 2006-12-07
    Morgan Keegan & Company, Llc
    Alpharetta, GA
    Alpharetta, GA
Other Businesses

(1) Name of Business: Blue Bear Ridge Address: 326 Holly Lane, Mineral Bluff, GA, 30559, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 02/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1984-10-02
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1984-10-02
Designations

View on SEC IAPD

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