Richard Victor Simkus

Employer firm

Apollon Wealth Management, LLC CRD 291902

$11.6B regulatory AUM 197 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 12/2017
  Thomas Mcdonald Partners Llc
  Cleveland, OH
• 12/2009 → 09/2021
  Prism Advisory Group, Llc
  Newtown, PA
• 01/2018 → 12/2020
  Frontier Solutions, Llc
  Richmond, VA
• 01/2021 → 10/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2021 → Present
  Apollon Wealth Management
  Mt. Pleasant, SC

Previous Registrations

• 2010-01-13 → 2021-09-21
  Prism Advisory Group, Llc
  Newtown, PA
• 2010-07-07 → 2021-03-03
  Prism Funds, Llc
  Newtown, PA
• 2010-01-04 → 2017-12-31
  Mcdonald Partners Llc
  Cleveland, OH
  Cleveland, OH
  Newtown, PA
• 2005-07-13 → 2009-12-31
  American Securities Group, Inc.
  Lawrenceville, NJ
• 2002-06-15 → 2004-12-08
  Wells Fargo Advisors Financial Network, Llc
  Lawrenceville, NJ
• 1999-05-15 → 2002-06-20
  Captrust Financial Advisors, Llc
  Lawrenceville, NJ

Other Businesses

1)Prism Advisory Group LLC--investment related:yes--address: 4 Caufield Place, Ste 102, Newtown, PA 18940--nature of business: investment advisory--position: managing member--start date:12/2009--hours/month:172--hours/month during trading hours:172--Duties: provide investment advice, financial planning, compliance officer 2)Prism Jade Fund LP--investment related: yes--address: 4 Caufield Place, ste 102, Newtown PA 18940--nature of business: hedge fund--Position:investment manager--start date:07/2008--hours/month:30--hours/month during trading hours:30--Duties:research, review, choose underlying managers, communicate with limited partners 3)PKS Financial--investment related: no--address: 80 State St, Albany NY 12207--nature of business: fixed/traditional insurance--position: agent--start date: 1/2021--hours/month:0--hours/month during trading hours:0--duties:support fixed/traditional insurance products

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-15
• S63 Uniform Securities Agent State Law Examination
  1984-06-11