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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-12-04 |
| PA | RA | APPROVED | 2020-01-13 |
Branch Locations
16 N State St., Newtown, PA 18940 • United States
Sea Isle City, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2018 | Present |
| Cambridge Investement Research, Inc. | Fairfield | IA | 09/2018 | 01/2020 |
| Pappler, Thompson & Associates | Southampton | PA | 09/1996 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | Present |
1.PAPPLER THOMPSON & ASSOCIATES, 671 SECOND ST PIKE, SOUTHAMPTON, PA, 9/1996 AS PARTNER/CPA. NIR - 20/WK - 15/TRADING. 2.THOMPSON PAPPLER INC, 671 SECOND ST PIKE, SOUTHAMPTON, PA, 9/1996 AS PRESIDENT PROVIDING ACCOUNTING SERVICES/TAX RETURNS AND WRITE UPS. NIR - 20/WK - 15/TRADING. 3.JOLLY TOTS NURSERY INC, 615 BELMONT AVE, SOUTHAMPTON, PA, 4/2004 AS BOOKKEEPER. NIR - 4/WK - 0/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 01/16/20, SEE EMPLOYMENT FOR START DATE. 5.GWH ADVISORS, 16 N. State Street, Newtown PA 18940, United States, 01/01/2025, Investment Advisor Representative, Investment Advisor Representative, NIR, 5 HR/MO - 5 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-22 |
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