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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-23 |
| UT | RA | APPROVED | 2017-01-23 |
Branch Locations
60 E South Temple St Ste 950, Salt Lake City, UT 84111-1004 • United States
Salt Lake City, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Salt Lake City | UT | 03/2009 | 01/2017 |
| Ameriprise Financial Advisors Inc. | Midvale | UT | 01/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Salt Lake City | UT | 03/2020 | Present |
Board of Directors; Catholic Foundation of Utah; Finance Committee Member; 27 C Street, , Salt Lake City, UT, 84103; Investment-Related; 10/01/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-25 |
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