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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-03-25 |
Branch Locations
530 Gaither Road Suite 350, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Rockville | MD | 09/2011 | 03/2017 |
| Mml Investors Services, Llc | Rockville | MD | 03/2017 | Present |
| Massmutual Life Insurance Co | Rockville | MD | 07/2016 | Present |
NAME: JAMES SEMINARA INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 10/2013 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: LIFE, HEALTH, LONG-TERM CARE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-26 |
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