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David Erle Lindsey

Southern Capital Services Inc

Daphne, AL

CRD 1269329

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Employer firm

Southern Capital Services Inc CRD 105582

$192M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Southern Capital Services Inc

29000 Us Hwy 98 The Summit, Suite 203-B, Daphne, AL 36526 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-07-23
AL RA APPROVED 1991-05-08
  • TX RA
    APPROVED
    Since 2012-07-23
  • AL RA
    APPROVED
    Since 1991-05-08

Branch Locations

The Summit, 203 B 29000 Us Hwy 98, Daphne, AL 36526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Capital Services, Inc Daphne AL 01/1991 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-22
  • S63 Uniform Securities Agent State Law Examination
    1986-04-22
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
GANTT FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.

Nearby Investors

GEORGE HERVE BLAIS
GEORGE HERVE BLAIS
CLEVELAND DENNIS GANTT

Nearby Offices

OSAIC WEALTH, INC. · DAPHNE, AL
GANTT FINANCIAL ADVISORS, LLC · DAPHNE, AL
PFS INVESTMENTS INC. · DAPHNE, AL

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