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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-11-12 |
Branch Locations
1700 7Th Avenue Suite 2100, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Passage Wealth Advisors, Llc | Seattle | WA | 05/2006 | Present |
| First Allied Securities, Inc | San Diego | CA | 08/2006 | 09/2022 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| First Allied Advisory Services, Inc. | Seattle | WA | 08/2018 | 11/2020 |
| Cetera Advisors Llc | Seattle | WA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) MARJORIE STONE SHIFFLETTE ESTATE, EXECUTOR; FIDUCIARY POSITION; START DATE: 12/01/2006; 0 HOURS PER MONTH. 2.) VOULEZ VOUS; OWNER; CONSULTING; START DATE: 09/20/1995; 4 HOURS PER MONTH. 3.) NAME OF OTHER BUSINESS: PASSAGE WEALTH ADVISORS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2006, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4.) NAME OF OTHER BUSINESS: SEATTLE YACHT CLUB; INVESTMENT RELATED: NO; ADDRESS: 1807 EAST HAMLIN STREET SEATTLE, WA 98112; NATURE OF BUSINESS: BOARD; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: BOARD SECRETARY; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: YACHT CLUB BOARD SECRETARY; 5) NAME OF OTHER BUSINESS: CHAINE DES ROTISSEURS; INVESTMENT RELATED: NO, ADDRESS: 285 MADISON AVENUE, MADISON, NJ 07940, NATURE OF BUSINESS: NON-PROFIT, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: BAILLI (PRESIDENT), APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: PLANNING EVENTS, MANAGING MEMBERSHIP AND COORDINATING DUTIES WITH OTHER BOARD MEMBERS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-10 |
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