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Matthew James Wise

Wells Fargo Clearing Services, LLC

Omaha, NE

Omaha, NE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-15
NE RA APPROVED 2017-04-25
  • TX RA
    APPROVED_RES
    Since 2018-03-15
  • NE RA
    APPROVED
    Since 2017-04-25

Branch Locations

13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States

10010 Regency Cir, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Kettering OH 06/2014 04/2017
Wells Fargo Clearing Services, Llc Omaha NE 04/2017 Present
Previous Registrations
  • 2014-06-18 → 2017-04-21
    Pnc Wealth Management Llc
    Wilmington, OH
    Xenia, OH
    Kettering, OH
    Beavercreek, OH
    Beavercreek, OH
  • 2013-03-21 → 2014-05-29
    Lpl Financial Llc
    Centerville, OH
    San Diego, CA
    Centerville, OH
  • 2006-10-26 → 2013-02-25
    Edward Jones
    Centerville, OH
    Centerville, OH
    St Louis, MO
    Dayton, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-09
S66 Uniform Combined State Law Examination 2006-10-05
  • S65 Uniform Investment Adviser Law Examination
    2015-01-09
  • S66 Uniform Combined State Law Examination
    2006-10-05
Other Names
  • Matthew Wise

View on SEC IAPD

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Other Offices

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MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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