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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-12-04
  • NC RA
    APPROVED
    Since 2015-12-04

Branch Locations

1350 East Arlington Blvd. Suite A, Greenville, NC 27858 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2008-02-12
  • NC RA
    APPROVED
    Since 2008-02-12

Branch Locations

1350 East Arlington Blvd. Suite A, Greenville, NC 27858 • United States

Raleigh, NC • United States

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning, Inc. Albemarle NC 02/2007 Present
  • 02/2007 → Present
    Lincoln Investment Planning, Inc.
    Albemarle, NC
Previous Registrations
  • 2007-01-23 → 2007-05-15
    St Louis, MO
    Greenvile, NC
    Winterville, NC
Other Businesses

INSURANCE AGENT POSITION: BROKER/AGENT NATURE: INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 20 START DATE: 02/28/2013 ADDRESS: 2009 NOBLE RD, RALEIGH NC 27608 DESCRIPTION: Life/LTC/Fixed Annuities PREFERRED PET PRODUCTS LLC POSITION: THIS BUSINESS WAS LEFT TO ME AFTER MY FATHER PASSED AWAY ON AUGUST 14TH 2013. NATURE: WHOLESALE PET FOOD DISTRIBUTION INVESTMENT RELATED: NO NUMBER OF HOURS: 75 INVESTMENT RELATED HOURS: 40 START DATE: 08/14/2013 ADDRESS: 2009 NOBLE RD, RALEIGH NC 27608 DESCRIPTION: CUSTOMER SERVICE ASSOCIATED WITH DAY TO DAY BUSINESS ACTIVITIES ALONG WITH DEVELOPMENT OF NEW BUSINESS. THE CARDINAL GROUP OF NC LLC POSITION: Partner. NATURE: Holding Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 06/01/2017 ADDRESS: 4700 Homewood Ct Ste 106, Raleigh NC 27609, United States DESCRIPTION: No activities take place through this LLC anymore. It is just waiting to be dissolved with the Secretary of State.  J.M. NEWMAN FINANCIAL POSITION: owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/12/2017 ADDRESS: 2009 Noble Rd, Raleigh NC 27608, United States DESCRIPTION: I own an apartment complex which has 20 townhomes. This is strictly a passive income strategy and the day to day operations are preformed by a property management company. RENTAL PROPERTY POSITION: Apartment Complex of 20 units in Farmville, NC NATURE: Rentals INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2017 ADDRESS: 508 Burton St, Raleigh NC 27608, United States DESCRIPTION: Property management company does all daily activities. ENC INVESTMENTS HOLDINGS LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2021 ADDRESS: 1431 Devon Dr, Grimesland NC 27837, United States DESCRIPTION: Overseeing and managing projects. Working with builders and the site work.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-19
  • S66 Uniform Combined State Law Examination
    2007-01-19
Other Names
  • James Newman
  • J. Michael Newman
  • Mike Newman

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