Stephen Harris Gunn

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2011-07-11

WA RA
APPROVED

Since 2011-07-11

Branch Locations

999 3Rd Ave Ste 4000, Seattle, WA 98104 • United States

Woodway, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Seattle	WA	04/2011	11/2016
Wells Fargo Clearing Services, Llc	Seattle	WA	11/2016	Present

04/2011 → 11/2016

Wells Fargo Advisors Llc

Seattle, WA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Seattle, WA

Other Businesses

SNOHOMISH COUNTY WA. WOODWAY PRECINCT 1; NOT INV RELATED;EVERETT,WA; PRECINCT COMMITTEE OFFICER; START DATE: 12/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-08

S66 Uniform Combined State Law Examination

2011-07-08

Other Names

Steve H Gunn

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

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