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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-13
FL RA APPROVED 2008-11-12
  • TX RA
    APPROVED_RES
    Since 2009-02-13
  • FL RA
    APPROVED
    Since 2008-11-12

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 11/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-16
S63 Uniform Securities Agent State Law Examination 1984-07-05
  • S65 Uniform Investment Adviser Law Examination
    1998-07-16
  • S63 Uniform Securities Agent State Law Examination
    1984-07-05
Other Names
  • Mike Cohen

View on SEC IAPD

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