Frank Vincent Fabiano

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-07
NJ	RA	APPROVED	2011-08-23

TX RA
APPROVED_RES

Since 2019-11-07
NJ RA
APPROVED

Since 2011-08-23

Branch Locations

1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Shrewsbury	NJ	08/2011	Present
Morgan Stanley Private Bank, N.A.	New York	NY	04/2017	05/2019

08/2011 → Present

Morgan Stanley Smith Barney Llc

Shrewsbury, NJ
04/2017 → 05/2019

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-11-29 → 2011-08-24

Wells Fargo Clearing Services, Llc

West Long Branch, NJ

Eatontown, NJ

Oakhurst, NJ
2002-05-31 → 2007-12-10

Ubs Financial Services Inc.

Lakewood, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-07
S63	Uniform Securities Agent State Law Examination	1984-07-02

S65 Uniform Investment Adviser Law Examination

1992-12-07
S63 Uniform Securities Agent State Law Examination

1984-07-02

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews