Wade Lawrence Harvey

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-02-07
FL	RA	APPROVED	2009-06-01

TX RA
APPROVED

Since 2014-02-07
FL RA
APPROVED

Since 2009-06-01

Branch Locations

225 East Lemon Street 1St Floor, Lakeland, FL 33801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Lakeland	FL	08/1990	Present
Morgan Stanley Smith Barney	Lakeland	FL	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

08/1990 → Present

Citigroup Global Markets Inc.

Lakeland, FL
06/2009 → Present

Morgan Stanley Smith Barney

Lakeland, FL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1991-04-17 → 2009-06-01

Citigroup Global Markets Inc.

Lakeland, FL

Lakeland, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-28
S63	Uniform Securities Agent State Law Examination	1984-06-26

S65 Uniform Investment Adviser Law Examination

1994-03-28
S63 Uniform Securities Agent State Law Examination

1984-06-26

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews