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Robert Douglas Howard

Cetera Investment Advisers LLC

Hoover, AL

Knoxville, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-06-28
TX RA APPROVED 2018-02-06
  • TN RA
    APPROVED
    Since 2021-06-28
  • TX RA
    APPROVED
    Since 2018-02-06

Branch Locations

2050 Parkway Office Circle 4Th Fl, Hoover, AL 35244 • United States

151 Major Reynolds Place, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Hoover AL 01/2012 Present
Cetera Investment Services St. Cloud MN 02/2013 Present
Cetera Investment Advisers Llc Birmingham AL 01/2014 Present
  • 01/2012 → Present
    Regions Bank
    Hoover, AL
  • 02/2013 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Birmingham, AL
Previous Registrations
  • 2012-03-09 → 2012-03-31
    Morgan Keegan & Company, Llc
    Hoover, AL
    Birmingham, AL
  • 2008-02-04 → 2010-12-13
    Wells Fargo Clearing Services, Llc
    Troy, AL
    Hoover, AL
    Birmingham, AL
    Birmingham, AL
  • 2006-10-25 → 2007-03-30
    Edward Jones
    Pace, FL
    St Louis, MO
Other Businesses

1.) EXECUTOR OF ROBERT HOWARD ESTATE; FATHER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-04
  • S66 Uniform Combined State Law Examination
    2006-10-04
Other Names
  • Robert Howard
  • Doug Howard

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
OSAIC WEALTH, INC.
CSENGE ADVISORY GROUP, LLC

Other Investors

CHARLES RADFORD ANDREWS
ALLISON COOK
NICHOLAS J GARDNER
JAMES C GIBSON
Christopher Glenn Thomason
JACK ERIC DIXON
ROBERT PERRY
RANDALL L MEINBERG

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · HOOVER, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Birmingham, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hoover, AL
LPL FINANCIAL LLC · HOOVER, AL
PNC WEALTH MANAGEMENT LLC · BIRMINGHAM, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
EDWARD JONES · HOOVER, AL
LPL FINANCIAL LLC · BIRMINGHAM, AL

More in Hoover, AL

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