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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2006-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/1998 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 01/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2010 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. JENDIA, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 12/18/2020, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, ENTITY FOR BUSINESS PURPOSES; INVESTMENT-RELATED 3. OWNER, JENDIA REAL ESTATE HOLDINGS LLC, INVESTMENT PROPERTY, START DATE: 3/3/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED. 4. PERSONAL INVESTMENT, 2385 FARLEY RD, HOOVER, , ALABAMA, 35226, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT-RELATED. 5. 100% OWNER, C. ANDREWS HOLDINGS, LLC, LEGAL ENTITY, START DATE: 06/18/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-20 |
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