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Joseph Francis Turley

Breakwater Investment Management

Seattle, WA

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Current Employers
Breakwater Investment Management

2033 Sixth Avenue #1010, Seattle, WA 98121 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2009-08-27
  • WA RA
    APPROVED
    Since 2009-08-27

Branch Locations

2033 Sixth Avenue #1010, Seattle, WA 98121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ids Life Insurance Company Bellevue WA 03/2003 Present
Breakwater Investment Management, Llc Seattle WA 08/2009 Present
  • 03/2003 → Present
    Ids Life Insurance Company
    Bellevue, WA
  • 08/2009 → Present
    Breakwater Investment Management, Llc
    Seattle, WA
Previous Registrations
Other Businesses

OTHER OBA ACTIVITIES,GLG COUNCIL,OCCASIONAL SHORT (1 HR) TELEPHONE CONSULTATIONS,OUTSIDE CONSULTANT / SUBJECT MATTER EXPERT,NO IDEA - NOT GERMANE TO MY DUTIES / INVOLVEMENT,COMP:$1 TO $999,HRS:0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-01
S63 Uniform Securities Agent State Law Examination 1984-07-05
  • S66 Uniform Combined State Law Examination
    2003-08-01
  • S63 Uniform Securities Agent State Law Examination
    1984-07-05
Designations
Other Names
  • Joseph Francis Turley
  • Jay Turley

View on SEC IAPD

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