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3 Enterprise Drive Fourth Floor, Shelton, CT 06484 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-07-21 |
Branch Locations
3 Enterprise Drive Fourth Floor, Shelton, CT 06484 • United States
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-06-13 |
Branch Locations
3 Enterprise Drive Suite 401, Shelton, CT 06484 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated : | Fairfield | CT | 11/2008 | 09/2018 |
| Morgan Stanley Smith Barney | Fairfield | CT | 06/2009 | 09/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2018 |
| Unemployed | Trumbull | CT | 09/2018 | 06/2019 |
| Commonwealth Financial Network | Waltham | MA | 06/2019 | Present |
| Investmark Advisory Group, Llc | Shelton | CT | 06/2019 | Present |
1. Fixed insurance sales; as of 06/07/2019, 2% time spent during business hours; Conducted at branch location; Investment related. 2. Owner of rental property located in Bethel, CT; as of 2009; 0% time spent during business hours; Not conducted at branch location; Investment related. 3. Co-Owner of rental property located in New Canaan, CT, as of 11/01/2021; 0% of time spent during business hours; Not conducted at branch location; Investment related. 4.6/2019 Commonwealth Financial Network; Registered Representative/Advisory Representative; Investment Advisory & Broker Dealer Firm; Investment Related; 3 Enterprise Drive, Fourth Floor, Shelton, CT 06484; 160 Hours/Month, all during trading hours; Buy and sell securities on behalf of clients, provide recommendations, execute trades 5. 5/2026 Investmark Advisory Group LLC; 6/2019 – 6/2020Advisory Representative; 6/2020 Principal; 5/2026 Advisory Representative; Investment Advisory Firm; Investment Related; 3 Enterprise Drive, Fourth Floor, Shelton, CT 06484; 16Hours/month all during trading hours; Provide financial planning/consulting & Asset Management Advisory services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-07 |
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