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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
AZ RA APPROVED 2004-06-01
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • AZ RA
    APPROVED
    Since 2004-06-01

Branch Locations

3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States

Tucson, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
River Racquet Club Tucson AZ 10/1983 Present
Rbc Capital Markets Llc Tucson AZ 03/2008 Present
City National Bank Tucson AZ 05/2017 Present
  • 10/1983 → Present
    River Racquet Club
    Tucson, AZ
  • 03/2008 → Present
    Tucson, AZ
  • 05/2017 → Present
    City National Bank
    Tucson, AZ
Other Businesses

(1) JEWISH FEDERATION SOUTHERN AZ; ADDRESS: 3822 E RIVER RD #100 TUCSON, AZ 85718; BUSINESS DESCRIPTION: FEDERATION; NOT INVESTMENT RELATED; START DATE: 12/01/1992; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER, PAST PRESIDENT; HOURS DEVOTED PER WEEK: 2.5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) CONGREGATION ANSHEI ISRAEL; ADDRESS: 5550 E FIFTH ST TUCSON, AZ 85711; BUSINESS DESCRIPTION: SYNAGOGUE; NOT INVESTMENT RELATED; START DATE: 02/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD MEMBER, PAST PRESIDENT; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) ARIZONA-SONORA DESERT MUSEUM; ADDRESS: 2021 NORTH KINNEY RD, TUCSON, AZ 85743; BUSINESS DESCRIPTION: NATURAL HISTORY MUSEUM; NOT INVESTMENT RELATED; START DATE: 10/01/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: COMMUNITY OUTREACH; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (4) UNIVERSITY ARIZONA JUDAIC STUDIES DEPARTMENT ADVISORY COUNCIL; ADDRESS: 845 NORTH PARK AVENUE #420 TUCSON, AZ 85719; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: JUDAIC STUDIES COLLEGE COURSE OFFERINGS; CAPACITY: COMMITTEE/COUNCIL MEMBER (NOT ASSOCIATED WITH THE BOARD OF DIRECTORS); START DATE: 01/08/2019; DUTIES: PROVIDE COUNSEL ON HOW THE U OF A JUDAIC STUDIES DEPARTMENT INTERACTS WITH THE GREATER TUCSON JEWISH COMMUNITY; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; (5) NAME OF ENTITY: Hillel The Foundation For Jewish Campus Life ADDRESS: 1245 east second street, tucson, arizona 85719 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 17/08/2025 CAPACITY: Board of Directors DUTIES: board member HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-27
S63 Uniform Securities Agent State Law Examination 1984-06-04
  • S65 Uniform Investment Adviser Law Examination
    1992-11-27
  • S63 Uniform Securities Agent State Law Examination
    1984-06-04
Other Names
  • Bobbie Present
  • Bob Present

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