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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2014-01-10
  • WA RA
    APPROVED
    Since 2014-01-10

Branch Locations

18 S Mission St Ste 200, Wenatchee, WA 98801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 02/1981 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 08/1984 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT AND FINANCE COMMITTEE MEMBER, WENATCHEE GOLF AND COUNTRY CLUB, 1600 COUNTRY CLUB DRIVE, EAST WENATCHEE, , WASHINGTON, 98802, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/7/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, PRESIDENT, RUN BOARD MEETINGS, APPROVE NEW HIRES FOR CLUB, OVERSEE GENERAL OPERATIONS; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-20
  • S63 Uniform Securities Agent State Law Examination
    1984-07-20
Designations

View on SEC IAPD

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